SEC Form 4/A · accession 0001204556-18-000004
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven G Fisher
Officer — Sr. EVP-Chief Revenue Officer
Period of report
Jun 15, 2018
Accepted (ET)
Jun 27, 2018 · 9:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Jun 15, 2018 | M | 10,115 | $11.49 | A | 172,103 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 15, 2018 | M | 10,769 | $12.12 | A | 182,872 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 15, 2018 | M | 17,911 | $12.32 | A | 200,783 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Jun 15, 2018 | S | 38,795 | $17.5596 | D | 161,988 | D | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 22,500 | I | wife | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 4,275 | I | Inherited Beneficiary IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 6,080 | I | Son and wife JT | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 126,818 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.49 | Jun 15, 2018 | M | 10,115 | D | Jan 20, 2011 | Jan 20, 2020 | Common Stock | 10,115 | 2,885 | D |
| Stock Options (Right to Buy) | $12.12 | Jun 15, 2018 | M | 10,769 | D | Jan 19, 2012 | Jan 19, 2021 | Common Stock | 10,769 | 2,231 | D |
| Stock Options (Right to Buy) | $12.32 | Jun 15, 2018 | M | 17,911 | D | May 18, 2011 | May 18, 2021 | Common Stock | 17,911 | 42,089 | D |
Explanation of responses
- F1Average price of 226 lots with a high of $17.615 and a low of $17.50.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.