SEC Form 4 · accession 0001204556-16-000010
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven G Fisher
Officer — Sr. EVP, Chief Revenue Office
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Nov 10, 2016 | X | 9,408 | $9.79 | A | 156,896 | D | |
| Northwest Bancshares, Inc. | Nov 10, 2016 | X | 9,688 | $7.48 | A | 166,584 | D | |
| Northwest Bancshares, Inc.F1 | Nov 10, 2016 | S | 19,096 | $16.8012 | D | 147,488 | D | |
| Northwest Bancshares Inc. | holding | — | — | — | 22,500 | I | Wife | |
| Northwest Bancshares, Inc. | holding | — | — | — | 4,275 | I | Inherited Beneficiary IRA | |
| Northwest Bancshares, Inc. | holding | — | — | — | 6,080 | I | Custodian Son # 2 | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 116,842 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.79 | Nov 10, 2016 | X | 9,408 | D | Nov 19, 2009 | Nov 19, 2018 | Common Stock | 12,937 | 0 | D |
| Stock Options (Right to Buy) | $7.48 | Nov 10, 2016 | X | 9,688 | D | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 12,937 | 0 | D |
Explanation of responses
- F1Average price of 27 lots with a high of $16.94 and a low of $16.58.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.