SEC Form 4 · accession 0001204556-16-000008
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven G Fisher
Officer — Sr. EVP, Chief Revenue Office
Period of report
May 25, 2016
Accepted (ET)
May 27, 2016 · 9:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | May 25, 2016 | X | 12,937 | $11.51 | A | 160,425 | D | |
| Northwest Bancshares, Inc. | May 25, 2016 | X | 12,937 | $11.12 | A | 173,362 | D | |
| Northwest Bancshares, Inc.F1 | May 25, 2016 | S | 25,874 | $14.8289 | D | 147,488 | D | |
| Northwest Bancshares Inc. | holding | — | — | — | 22,500 | I | Wife | |
| Northwest Bancshares, Inc. | holding | — | — | — | 4,275 | I | Inherited Beneficiary IRA | |
| Northwest Bancshares, Inc. | holding | — | — | — | 6,080 | I | Custodian Son # 2 | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 83,478 | I | 401-K | |
| Northwest Bancshares, Inc.F3 | holding | — | — | — | 29,625 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.51 | May 25, 2016 | X | 12,937 | D | Jan 17, 2008 | Jan 17, 2017 | Common Stock | 12,937 | 0 | D |
| Stock Options (Right to Buy) | $11.12 | May 25, 2016 | X | 12,937 | D | Jan 16, 2009 | Jan 16, 2018 | Common Stock | 12,937 | 0 | D |
Explanation of responses
- F1Average price of 16 lots with a high of $14.87 and a low of $14.763.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.