SEC Form 4 · accession 0001204556-15-000003
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven G Fisher
Officer — Sr. EVP, Chief Revenue Officer
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 10:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Oct 28, 2015 | X | 10,125 | $9.86 | A | 150,363 | D | |
| Northwest Bancshares, Inc. | Oct 28, 2015 | X | 3,529 | $9.79 | A | 153,892 | D | |
| Northwest Bancshares, Inc. | Oct 28, 2015 | X | 3,249 | $7.48 | A | 157,141 | D | |
| Northwest Bancshares, Inc.F1 | Oct 28, 2015 | S | 16,903 | $13.8584 | D | 140,238 | D | |
| Northwest Bancshares Inc. | holding | — | — | — | 22,500 | I | Wife | |
| Northwest Bancshares, Inc. | holding | — | — | — | 4,275 | I | Inherited Beneficiary IRA | |
| Northwest Bancshares, Inc. | holding | — | — | — | 6,080 | I | Custodian Son # 2 | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 78,915 | I | 401-K | |
| Northwest Bancshares, Inc.F3 | holding | — | — | — | 28,182 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.86 | Oct 28, 2015 | X | 10,125 | D | Jan 18, 2007 | Jan 18, 2016 | Common Stock | 10,125 | 0 | D |
| Stock Options (Right to Buy) | $9.79 | Oct 28, 2015 | X | 3,529 | D | Nov 19, 2009 | Nov 19, 2018 | Common Stock | 3,529 | 9,408 | D |
| Stock Options (Right to Buy) | $7.48 | Oct 28, 2015 | X | 3,249 | D | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 3,249 | 9,688 | D |
Explanation of responses
- F1Average price of 6 lots with a high of $13.865 and a low of $13.85.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.