SEC Form 4 · accession 0001204555-17-000002
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Harvey
Officer — Sr. EVP & CFO
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Mar 1, 2017 | X | 1,857 | $11.49 | A | 143,256 | D | |
| Northwest Bancshares, Inc. | Mar 1, 2017 | X | 10,000 | $12.32 | A | 153,256 | D | |
| Northwest Bancshares, Inc.F1 | Mar 1, 2017 | S | 11,857 | $18.4925 | D | 141,399 | D | |
| Northwest Bancshares, Inc. | holding | — | — | — | 686 | I | IRA | |
| Northwest Bancshares, Inc. | holding | — | — | — | 686 | I | Wife's IRA | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 31,062 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.49 | Mar 1, 2017 | X | 1,857 | D | Jan 20, 2011 | Jan 20, 2020 | Common Stock | 1,857 | 0 | D |
| Stock Options (Right to Buy) | $12.32 | Mar 1, 2017 | X | 10,000 | D | May 18, 2011 | May 18, 2021 | Common Stock | 10,000 | 40,000 | D |
Explanation of responses
- F1Average price of 9 lots with a high of $18.50 and a low of $18.475.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.