SEC Form 4 · accession 0001204555-16-000011
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Harvey
Officer — Sr. EVP & CFO
Period of report
Nov 10, 2016
Accepted (ET)
Nov 15, 2016 · 1:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Nov 10, 2016 | M | 11,143 | $11.49 | A | 141,369 | D | |
| Northwest Bancshares, Inc.F1 | Nov 10, 2016 | F | 7,497 | $17.08 | D | 133,872 | D | |
| Northwest Bancshares, Inc. | holding | — | — | — | 686 | I | IRA | |
| Northwest Bancshares, Inc. | holding | — | — | — | 686 | I | Wife's IRA | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 30,677 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.49 | Nov 10, 2016 | M | 11,143 | D | Jan 20, 2011 | Jan 20, 2020 | Northwest Bancshares, Inc. | 13,000 | 1,857 | D |
Explanation of responses
- F1Constructively exchanged 7,497 shares in order to exercise 11,143 stock options. The number of shares issued was 3646.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.