SEC Form 4 · accession 0001204555-15-000004
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Harvey
Officer — Sr. EVP & CFO
Period of report
Dec 2, 2015
Accepted (ET)
Dec 3, 2015 · 10:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Dec 2, 2015 | X | 12,937 | $11.51 | A | 131,552 | D | |
| Northwest Bancshares, Inc. Common StockF3 | Dec 2, 2015 | S | 12,937 | $13.989 | D | 118,615 | D | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 686 | I | IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 686 | I | Wife's IRA | |
| Northwest Bancshares, Inc. Common StockF1 | holding | — | — | — | 11,624 | I | 401-K | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 15,565 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.51 | Dec 2, 2015 | X | 12,937 | D | Jan 17, 2008 | Jan 17, 2017 | Common Stock | 12,937 | 0 | D |
Explanation of responses
- F1Includes transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Includes transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Average price of 13 lots with a low price of $13.965 and a high price of $14.005.