SEC Form 4 · accession 0001187006-18-000009
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William J Wagner
Officer — Executive Chairman · Director
Period of report
Aug 3, 2018
Accepted (ET)
Aug 7, 2018 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common StockF1 | Aug 3, 2018 | I | 22,844 | $17.8871 | D | 0 | I | 401-K |
| Northwest Bancshares, Inc. Common Stock | Aug 3, 2018 | M | 9,204 | $7.48 | A | 272,672 | D | |
| Northwest Bancshares, Inc. Common Stock | Aug 3, 2018 | M | 11,884 | $9.79 | A | 284,556 | D | |
| Northwest Bancshares, Inc. Common Stock | Aug 3, 2018 | F | 13,610 | $17.93 | D | 270,946 | D | |
| Northwest Bancshares, Inc. Common StockF2 | Aug 6, 2018 | S | 25,108 | $17.8371 | D | 245,838 | D | |
| Northwest Bancshares, Inc. Common StockF3 | Aug 6, 2018 | S | 10,625 | $17.8078 | D | 235,213 | D | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 170,992 | I | Wife | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 4,762 | I | IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 5,840 | I | Wife's IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 3,407 | I | Trust For Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $7.48 | Aug 3, 2018 | M | 9,204 | D | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 9,204 | 0 | D |
| Stock Options (Right to Buy) | $9.79 | Aug 3, 2018 | M | 11,884 | D | Nov 19, 2009 | Nov 19, 2018 | Common Stock | 11,884 | 0 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Average price of 14 lots with a high of $17.87 and a low of $17.77.
- F3Average price of 10 lots with a high of $17.835 and a low of $17.80.