SEC Form 4 · accession 0001187006-16-000009
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Wagner
Officer — President & CEO · Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 17, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Nov 16, 2016 | M | 21,375 | $11.12 | A | 292,877 | D | |
| Northwest Bancshares, Inc.F1 | Nov 16, 2016 | F | 13,361 | $17.79 | D | 279,516 | D | |
| Northwest Bancshares, Inc. | holding | — | — | — | 170,992 | I | Wife | |
| Northwest Bancshares, Inc. | holding | — | — | — | 4,762 | I | IRA | |
| Northwest Bancshares, Inc. | holding | — | — | — | 5,840 | I | Wife's IRA | |
| Northwest Bancshares, Inc. | holding | — | — | — | 3,407 | I | Trust For Son | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 244,606 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.12 | Nov 16, 2016 | M | 21,375 | D | Jan 16, 2009 | Jan 16, 2018 | Common Stock | 21,375 | 0 | D |
Explanation of responses
- F1Constructively exchanged 13,361 shares in order to exercise 21,375 stock options. Stock in the amount of 8,014 was issued.
- F2Reflects transactions not required to be reported pursuant to Sectioon 16 of the Securities Exchange Act of 1934, as amended.