SEC Form 4 · accession 0001140361-18-033865
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Harvey
Officer — Sr. EVP & CFO
Period of report
Jul 25, 2018
Accepted (ET)
Jul 27, 2018 · 2:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Jul 25, 2018 | M | 3,714 | $12.12 | A | 159,613 | D | |
| Northwest Bancshares, Inc. Common Stock | Jul 25, 2018 | M | 10,000 | $12.32 | A | 169,613 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Jul 25, 2018 | S | 13,714 | $18.0861 | D | 155,899 | D | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 686 | I | By IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 686 | I | By Wife's IRA | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 32,091 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.12 | Jul 25, 2018 | M | 3,714 | D | Jan 19, 2012 | Jan 19, 2021 | Common Stock | 3,714 | 0 | D |
| Stock Options (Right to Buy) | $12.32 | Jul 25, 2018 | M | 10,000 | D | May 18, 2011 | May 18, 2021 | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1Average price of 100 lots with a high of $18.19 and a low of $18.015.
- F2Reflects Transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.