SEC Form 4 · accession 0001140361-18-028930
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Young
Officer — EVP-Chief Information Officer
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 5,625 | $7.48 | A | 66,394 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Jun 14, 2018 | S | 11,825 | $17.5214 | D | 54,569 | D | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 6,040 | I | IRA | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 15,183 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $7.48 | Jun 14, 2018 | M | 5,625 | D | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 5,625 | 0 | D |
Explanation of responses
- F1Average price of 16 lots with a high of $17.555 and a low of $17.49.
- F2Reflects Transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.