SEC Form 4 · accession 0001140361-18-028926
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Westerburg
Officer — EVP-Chief Operations Officer
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 12:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 6,800 | $12.32 | A | 47,121 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 2,910 | $11.70 | A | 50,031 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 2,570 | $12.12 | A | 52,601 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 2,221 | $12.44 | A | 54,822 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 1,501 | $13.15 | A | 56,323 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 1,285 | $11.49 | A | 57,608 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 891 | $12.37 | A | 58,499 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Jun 14, 2018 | S | 18,178 | $17.5287 | D | 40,321 | D | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 26,292 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.32 | Jun 14, 2018 | M | 6,800 | D | May 18, 2011 | May 18, 2021 | Common Stock | 6,800 | 6,800 | D |
| Stock Options (Right to Buy) | $11.70 | Jun 14, 2018 | M | 2,910 | D | May 23, 2012 | May 23, 2022 | Common Stock | 2,910 | 2,448 | D |
| Stock Options (Right to Buy) | $12.12 | Jun 14, 2018 | M | 2,570 | D | Jan 19, 2012 | Jan 19, 2021 | Common Stock | 2,570 | 0 | D |
| Stock Options (Right to Buy) | $12.44 | Jun 14, 2018 | M | 2,221 | D | May 15, 2013 | May 15, 2023 | Common Stock | 2,221 | 3,264 | D |
| Stock Options (Right to Buy) | $13.15 | Jun 14, 2018 | M | 1,051 | D | May 21, 2014 | May 21, 2024 | Common Stock | 1,501 | 4,745 | D |
| Stock Options (Right to Buy) | $11.49 | Jun 14, 2018 | M | 1,285 | D | Jan 20, 2011 | Jan 20, 2020 | Common Stock | 1,285 | 0 | D |
| Stock Options (Right to Buy) | $12.37 | Jun 14, 2018 | M | 891 | D | May 20, 2015 | May 20, 2025 | Common Stock | 891 | 9,093 | D |
Explanation of responses
- F1Average price of 21 lots with a high of $17.575 and a low of $17.48.
- F2Reflects Transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.