SEC Form 4 · accession 0001140361-18-028888
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn O Walker
Officer — EVP Chief Marketing Officer
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 82 | $11.49 | A | 33,714 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 342 | $12.12 | A | 34,056 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 2,376 | $12.32 | A | 36,432 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 1,582 | $11.70 | A | 38,014 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 1,890 | $12.44 | A | 39,904 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 3,264 | $12.37 | A | 43,168 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Jun 14, 2018 | S | 9,536 | $17.5242 | D | 33,632 | D | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 6,075 | I | IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 1,355 | I | Spouse IRA | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 7,797 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.49 | Jun 14, 2018 | M | 82 | D | Jan 20, 2011 | Jan 20, 2020 | Common Stock | 82 | 0 | D |
| Stock Options (Right to Buy) | $12.12 | Jun 14, 2018 | M | 342 | D | Jan 19, 2012 | Jan 19, 2021 | Common Stock | 342 | 0 | D |
| Stock Options (Right to Buy) | $12.32 | Jun 14, 2018 | M | 2,376 | D | May 18, 2011 | May 18, 2021 | Common Stock | 2,376 | 2,376 | D |
| Stock Options (Right to Buy) | $11.70 | Jun 14, 2018 | M | 1,582 | D | May 23, 2012 | May 23, 2022 | Common Stock | 1,582 | 675 | D |
| Stock Options (Right to Buy) | $12.44 | Jun 14, 2018 | M | 1,890 | D | May 15, 2013 | May 15, 2023 | Common Stock | 1,890 | 1,260 | D |
| Stock Options (Right to Buy) | $12.37 | Jun 14, 2018 | M | 3,264 | D | May 20, 2015 | May 20, 2025 | Common Stock | 3,264 | 4,896 | D |
Explanation of responses
- F1Average price of 10 lots with a high of $17.551 and a low of $17.50.
- F2Reflects Transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.