SEC Form 4 · accession 0001140361-18-028811
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan P Scalise
Officer — EVP- Business Development
Period of report
Jun 14, 2018
Accepted (ET)
Jun 15, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 2,400 | $12.32 | A | 26,652 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 914 | $11.49 | A | 27,566 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 3,264 | $12.37 | A | 30,830 | D | |
| Northwest Bancshares, Inc. Common Stock | Jun 14, 2018 | M | 3,510 | $12.44 | A | 34,340 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Jun 14, 2018 | S | 10,088 | $17.524 | D | 24,252 | D | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 36,008 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.32 | Jun 14, 2018 | M | 2,400 | D | May 18, 2011 | May 18, 2021 | Common Stock | 2,400 | 4,800 | D |
| Stock Options (Right to Buy) | $11.49 | Jun 14, 2018 | M | 914 | D | Jan 20, 2011 | Jan 20, 2020 | Common Stock | 914 | 0 | D |
| Stock Options (Right to Buy) | $12.37 | Jun 14, 2018 | M | 3,264 | D | May 20, 2015 | May 20, 2025 | Common Stock | 3,264 | 4,896 | D |
| Stock Options (Right to Buy) | $12.44 | Jun 14, 2018 | M | 3,510 | D | May 15, 2013 | May 15, 2023 | Common Stock | 3,510 | 2,340 | D |
Explanation of responses
- F1Average price of 14 lots with a high of $17.555 and a low of $17.50.
- F2Reflects Transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.