SEC Form 4 · accession 0001140361-15-042844
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Wagner
Officer — President and CEO · Director
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Nov 24, 2015 | M | 21,374 | $9.86 | A | 270,206 | D | |
| Northwest Bancshares, Inc. Common Stock | Nov 24, 2015 | F | 15,227 | $13.84 | D | 254,979 | D | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 170,992 | I | Wife | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 4,762 | I | IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 5,840 | I | Wife's IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 3,399 | I | Trust For Daughter | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 3,407 | I | Trust For Son | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 192,638 | I | 401-K | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 35,942 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.86 | Nov 24, 2015 | M | 21,374 | D | Jan 18, 2007 | Jan 18, 2016 | Common Stock | 21,374 | 0 | D |