SEC Form 4 · accession 0001209191-17-018507
Cobalt International Energy, Inc. · CIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H. Painter
Officer — President-Explr. and Appraisal
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2017 | M | 59,767 | $0.00 | A | 1,357,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 2, 2017 | M | 59,767 | D | — | — | Common Stock | 59,767 | 119,536 | D |
Explanation of responses
- F1The restricted stock units convert into common stock on a one-for-one basis.
- F2The reporting person was granted an aggregate of 179,303 restricted stock units on February 18, 2016 that vested on December 30, 2016. One-third of these RSUs were delivered to the reporting person on March 2, 2017.