SEC Form 4 · accession 0001209191-17-018506
Cobalt International Energy, Inc. · CIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Van P. Whitfield
Director
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2017 | M | 79,405 | $0.00 | A | 760,902 | D | |
| Common StockF1 | holding | — | — | — | 5,711 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 2, 2017 | M | 79,405 | D | — | — | Common Stock | 79,405 | 158,812 | D |
Explanation of responses
- F1These shares of Common Stock are directly held by the reporting person's spouse.
- F2The restricted stock units convert into common stock on a one-for-one basis.
- F3The reporting person was granted an aggregate of 238,217 restricted stock units on February 18, 2016 that vested on December 30, 2016 in connection with his termination of employment. One-third of these RSUs were delivered to the reporting person on March 2, 2017.