SEC Form 4 · accession 0001209191-17-017994
Cobalt International Energy, Inc. · CIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A. Starzec
Officer — EVP, General Counsel & Sec.
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 51,389 | $0.00 | A | 292,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 1, 2017 | M | 51,389 | D | — | — | Common Stock | 51,389 | 102,779 | D |
Explanation of responses
- F1The restricted stock units convert into common stock on a one-for-one basis.
- F2The reporting person was granted an aggregate of 154,168 restricted stock units on February 18, 2016 that vest in three equal installments on March 1, 2017, March 1, 2018 and March 1, 2019.