SEC Form 4 · accession 0001209191-17-001512
Cobalt International Energy, Inc. · CIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Van P. Whitfield
Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2017 | A | 29,671 | $0.00 | A | 671,654 | D | |
| Common StockF2 | Jan 3, 2017 | A | 9,843 | $0.00 | A | 681,497 | D | |
| Common StockF3 | holding | — | — | — | 5,711 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was awarded the reported securities under the Non-Employee Director Compensation Plan. Each reported security is a restricted stock unit that represents a contingent right to receive one share of Common Stock. Subject to certain circumstances, the restricted stock units vest in full and settle on the first anniversary of their grant date.
- F2The reporting person elected to receive, subject to deferral under the Issuer's Non-Employee Directors Deferral Plan, the reported securities in lieu of a cash retainer under the Issuer's Amended and Restated Non-Employee Directors Compensation Plan in respect of his service to the Board of Directors of the Issuer for the first calendar quarter of 2017.
- F3These shares of Common Stock are directly held by the reporting person's spouse.