SEC Form 4 · accession 0001209191-17-001504
Cobalt International Energy, Inc. · CIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H. Painter
Officer — President-Explr. and Appraisal
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 30, 2016 | S | 21,534 | $1.24 | D | 1,298,180 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represent shares sold pursuant to a 10b5-1 Plan to cover taxes in connection with the vesting of certain restricted stock awards.
- F2The sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $1.24 to 1.26, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.