SEC Form 4 · accession 0001104659-18-045349
Cobalt International Energy, Inc. · CIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hui Qin
10% Owner
Period of report
Sep 19, 2017
Accepted (ET)
Jul 16, 2018 · 9:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2017 | P | 50,000 | $1.7425 | A | 3,043,332 | D | |
| Common Stock | Sep 22, 2017 | P | 50,000 | $1.6993 | A | 3,093,332 | D | |
| Common Stock | Sep 25, 2017 | S | 50,000 | $1.7419 | D | 3,043,332 | D | |
| Common Stock | Sep 28, 2017 | P | 100,000 | $1.5668 | A | 3,143,332 | D | |
| Common Stock | Sep 28, 2017 | P | 100,000 | $1.5034 | A | 3,243,332 | D | |
| Common Stock | Sep 29, 2017 | P | 50,000 | $1.48 | A | 3,293,332 | D | |
| Common Stock | Oct 2, 2017 | P | 50,000 | $1.425 | A | 3,343,332 | D | |
| Common Stock | Oct 2, 2017 | P | 50,000 | $1.4409 | A | 3,393,332 | D | |
| Common Stock | Oct 3, 2017 | P | 50,000 | $1.3602 | A | 3,443,332 | D | |
| Common Stock | Oct 4, 2017 | P | 50,000 | $1.2959 | A | 3,493,332 | D | |
| Common Stock | Oct 4, 2017 | P | 50,000 | $1.3038 | A | 3,543,332 | D | |
| Common Stock | Oct 6, 2017 | P | 50,000 | $1.2675 | A | 3,593,332 | D | |
| Common Stock | Oct 6, 2017 | P | 100,000 | $1.2077 | A | 3,693,332 | D | |
| Common Stock | Oct 11, 2017 | P | 100,000 | $1.1651 | A | 3,793,332 | D | |
| Common Stock | Oct 12, 2017 | P | 100,000 | $1.1027 | A | 3,893,332 | D | |
| Common Stock | Oct 13, 2017 | P | 100,000 | $1.0486 | A | 3,993,332 | D | |
| Common Stock | Oct 13, 2017 | P | 100,000 | $1.0453 | A | 4,093,332 | D | |
| Common Stock | Oct 17, 2017 | P | 100,000 | $1.0363 | A | 4,193,332 | D | |
| Common Stock | Oct 19, 2017 | P | 100,000 | $1.0217 | A | 4,293,332 | D | |
| Common Stock | Oct 19, 2017 | P | 100,000 | $1.0748 | A | 4,393,332 | D | |
| Common Stock | Oct 26, 2017 | P | 200,000 | $1.0061 | A | 4,593,332 | D | |
| Common Stock | Oct 27, 2017 | P | 100,000 | $0.9762 | A | 4,693,332 | D | |
| Common Stock | Nov 2, 2017 | P | 200,000 | $0.784 | A | 4,893,332 | D | |
| Common Stock | Nov 2, 2017 | P | 200,000 | $0.7633 | A | 5,093,332 | D | |
| Common Stock | Nov 2, 2017 | P | 200,000 | $0.6922 | A | 5,293,332 | D | |
| Common Stock | Nov 3, 2017 | P | 200,000 | $0.5393 | A | 5,493,332 | D | |
| Common Stock | Nov 8, 2017 | P | 100,000 | $0.5463 | A | 5,593,332 | D | |
| Common Stock | Nov 10, 2017 | P | 100,000 | $0.437 | A | 5,693,332 | D | |
| Common Stock | Nov 13, 2017 | P | 106,668 | $0.4586 | A | 5,800,000 | D | |
| Common Stock | Nov 30, 2017 | S | 50,000 | $0.57 | D | 5,750,000 | D |
Table II — derivative securities
No Table II lines on this filing.