SEC Form 4 · accession 0000950103-16-011459
Cobalt International Energy, Inc. · CIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph H Bryant
Officer — Chair. of Board Dir. & CEO · Director
Period of report
Feb 25, 2016
Accepted (ET)
Feb 26, 2016 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | S | 76,525 | $2.51 | D | 3,146,250 | D | |
| Common StockF2 | holding | — | — | — | 1,131,152 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $2.45 to $2.63, inclusive. These shares were sold pursuant to a 10b5-1 plan. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1).
- F2These shares are directly owned by a limited partnership of which the reporting person and his spouse are 100% owners of the sole general partner of the limited partnership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.