SEC Form 4 · accession 0000950103-16-011280

Cobalt International Energy, Inc. · CIE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, COO

Period of report

Feb 18, 2016

Accepted (ET)

Feb 22, 2016 · 8:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001471261

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 19, 2016	S	7,207	$2.18	D	618,941	D
Common Stock^F2	holding	—	—		—	488,084	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	—	Feb 18, 2016	A	238,217	A	—	—	Common Stock	238,217	238,217	D

F1The sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $2.12 to $2.28, inclusive. These shares were sold pursuant to a 10b5-1 plan. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1).
F2These shares are directly owned by Veer Eagles Partners Ltd.
F3The reporting person was awarded the reported securities under the Issuer's 2015 Long Term Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of Common Stock, the cash equivalent of Common Stock or a combination thereof, at the Issuer's election.
F4The restricted stock units will vest one-third (1/3) on each of March 1, 2017, March 1, 2018 and March 1, 2019, subject to the terms of the award agreement under the Plan.