SEC Form 4 · accession 0000950103-15-009628
Cobalt International Energy, Inc. · CIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Van P. Whitfield
Officer — EVP, COO
Period of report
Dec 18, 2015
Accepted (ET)
Dec 21, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2015 | S | 100,000 | $5.42 | D | 631,307 | D | |
| Common StockF2,F3 | Dec 18, 2015 | S | 100,000 | $5.42 | D | 488,084 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $5.26 to $5.58, inclusive. These shares were sold pursuant to a 10b5-1 plan. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1).
- F2The sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $5.26 to $5.58, inclusive. These shares were sold pursuant to a 10b5-1 plan. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2).
- F3These shares are directly owned by Veer Eagles Partners Ltd.