SEC Form 4 · accession 0000950103-15-006795
Cobalt International Energy, Inc. · CIE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Anthony Smith
Officer — Senior Vice President
Period of report
Aug 25, 2015
Accepted (ET)
Aug 26, 2015 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 25, 2015 | A | 50,000 | $0.00 | A | 364,248 | D | |
| Common StockF3 | holding | — | — | — | 3,400 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 3,400 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 3,400 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F150,000 shares represent restricted shares granted under the Issuer's Long Term Incentive Plan (the "Plan"), which will vest one-half (1/2) on each of August 25, 2016 and August 25, 2017, subject to the terms of the award agreement under the Plan.
- F235,000 of the total number of shares held directly by the reporting person are held jointly with his wife.
- F3These shares were purchased on behalf of the reporting person's minor child. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.