SEC Form 4 · accession 0001094891-15-000278

Cullen Agricultural Holding Corp · CAGZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

May 7, 2015

Accepted (ET)

Oct 13, 2015 · 12:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001471256

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	May 7, 2015	P	40,000	$0.4254	A	11,246,148	I	By Cullen Inc. Holdings Ltd.
Common Stock^F2,F1	May 8, 2015	P	30,000	$0.54	A	11,276,148	I	By Cullen Inc. Holdings Ltd.
Common Stock^F1	May 11, 2015	P	14,000	$0.50	A	11,296,148	I	By Cullen Inc. Holdings Ltd.
Common Stock^F3,F1	May 12, 2015	P	12,500	$0.5286	A	11,302,648	I	By Cullen Inc. Holdings Ltd.
Common Stock^F1	May 13, 2015	S	1,000	$0.70	D	11,301,648	I	By Cullen Inc. Holdings Ltd.
Common Stock^F1	May 13, 2015	P	5,000	$0.55	A	11,306,648	I	By Cullen Inc. Holdings Ltd.
Common Stock^F1	May 20, 2015	P	1,000	$0.52	A	11,307,648	I	By Cullen Inc. Holdings Ltd.

No Table II lines on this filing.

F1These securities are held by Cullen Inc. Holdings Ltd., an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $.52 to $.55, inclusive. The reporting person undertakes to provide to Cullen Agricultural Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footntoes (2) and (3) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $.527 to $.53, inclusive.
F4The reporting person's sale of Cullen Agricultural Holding Corp. common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,000 shares, with the reporting person's purchase of 40,000 shares of Cullen Agricultural Holding Corp. at a price of $.4284 per share on May 7, 2015. The reporting person has paid Cullen Agricultural Holding Corp. $156, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.