SEC Form 4 · accession 0001127602-18-019845
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia G McGinnis
Director
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2018 | M | 5,914 | — | A | 11,469 | D | |
| Common Stock | May 31, 2018 | D | 5,914 | $35.67 | D | 5,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 4, 2018 | A | 3,642 | A | — | — | Common Stock | 3,642 | 3,642 | D |
| Restricted Stock UnitsF1,F3 | — | May 31, 2018 | M | 5,914 | D | — | — | Common Stock | 5,914 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.
- F2Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.
- F3Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.