SEC Form 4 · accession 0001127602-18-014273
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane M Sullivan
Officer — CEO, Pres. & Chair. of Board · Director
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 5, 2018 | S | 15,000 | $35.00 | D | 711,000 | D | |
| Common Stock | Apr 6, 2018 | G | 2,500 | $0.00 | D | 708,500 | D | |
| Common StockF1 | Apr 6, 2018 | S | 2,399 | $36.00 | D | 706,101 | D | |
| Common Stock | holding | — | — | — | 8,628 | I | Indirect holdings through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017.