SEC Form 4 · accession 0001127602-18-011188
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Ausick
Officer — Division President, Retail
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2018 | A | 8,805 | $0.00 | A | 86,697 | I | Held by the Ausick Revocable Living Trust 2000 |
| Common Stock | Mar 8, 2018 | F | 3,703 | $28.23 | D | 82,994 | I | Held by the Ausick Revocable Living Trust 2000 |
| Common Stock | holding | — | — | — | 90,834 | D | ||
| Common Stock | holding | — | — | — | 8,846 | I | Shares held indirectly by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents issuance of shares pursuant to performance share award covering fiscal years 2015, 2016, and 2017 as approved for payment by the Compensation Committee on March 8, 2018.