SEC Form 4 · accession 0001127602-17-033604
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane M Sullivan
Officer — CEO, Pres. & Chair. of Board · Director
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 12:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2017 | S | 11,100 | $32.00 | D | 639,578 | D | |
| Common StockF1 | Nov 30, 2017 | S | 15,000 | $33.00 | D | 624,578 | D | |
| Common Stock | holding | — | — | — | 8,348 | I | Indirect holdings through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017.