SEC Form 4 · accession 0001127602-17-014311
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Freidman
Officer — Div Pres, Whls Prod & Source
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 3, 2017 | M | 2,000 | $3.33 | A | 85,043 | D | |
| Common StockF1 | Apr 3, 2017 | S | 2,000 | $26.43 | D | 83,043 | D | |
| Common Stock | holding | — | — | — | 5,025 | I | Indirect holding through 401 (k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $3.33 | Apr 3, 2017 | M | 2,000 | D | — | Mar 4, 2019 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2016.
- F2This option became exercisable in ten equal annual installments beginning 3/4/2010