SEC Form 4 · accession 0001127602-16-066912
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane M Sullivan
Officer — CEO, Pres. & Chair. of Board · Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 50,000 | $13.99 | A | 642,378 | D | |
| Common Stock | Nov 11, 2016 | F | 25,325 | $27.62 | D | 617,053 | D | |
| Common Stock | holding | — | — | — | 8,048 | I | Indirect holdings through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $13.99 | Nov 11, 2016 | M | 50,000 | D | — | Mar 4, 2020 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The options become exercisable in four equal installements beginning 3/4/2011.