SEC Form 4 · accession 0001127602-16-057664
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Ausick
Officer — Division President, Retail
Period of report
Jul 6, 2016
Accepted (ET)
Jul 6, 2016 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 6, 2016 | M | 5,565 | $21.4133 | A | 128,766 | I | Held by the Ausick Revocable Living Trust 2000 |
| Common Stock | Jul 6, 2016 | F | 5,238 | $24.21 | D | 123,528 | I | Held by the Ausick Revocable Living Trust 2000 |
| Common Stock | holding | — | — | — | 93,834 | D | ||
| Common Stock | holding | — | — | — | 8,169 | I | Shares held indirectly by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $21.4133 | Jul 6, 2016 | M | 5,565 | D | — | Aug 22, 2016 | Common Stock | 5,565 | 0 | D |
Explanation of responses
- F1The options become exercisable in 4 equal installments beginning 8/22/2007.