SEC Form 4 · accession 0001127602-16-054150
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario Baeza
Director
Period of report
May 31, 2016
Accepted (ET)
Jun 1, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2016 | M | 4,382 | — | A | 5,382 | D | |
| Common Stock | May 31, 2016 | D | 4,382 | $24.85 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 31, 2016 | M | 4,382 | D | — | — | Common Stock | 4,382 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | May 31, 2016 | A | 5,800 | A | — | — | Common Stock | 5,800 | 5,800 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.
- F2Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.