SEC Form 4 · accession 0001127602-16-036628
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Ausick
Officer — Division President, Retail
Period of report
Jan 7, 2016
Accepted (ET)
Jan 8, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2016 | M | 3,375 | $21.2022 | A | 113,546 | I | Held by the Ausick Revocable Living Trust 2000 |
| Common Stock | Jan 7, 2016 | F | 3,017 | $25.72 | D | 110,529 | I | Held by the Ausick Revocable Living Trust 2000 |
| Common Stock | holding | — | — | — | 93,834 | D | ||
| Common Stock | holding | — | — | — | 7,787 | I | Shares held indirectly by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $21.2022 | Jan 7, 2016 | M | 3,375 | D | — | Mar 2, 2016 | Common Stock | 3,375 | 0 | D |
Explanation of responses
- F1The option vests in four equal installments on March 2, 2007, 2008, 2009 and 2010.