SEC Form 4 · accession 0001127602-15-027310
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane M Sullivan
Officer — CEO, Pres. & Chair. of Board · Director
Period of report
Sep 16, 2015
Accepted (ET)
Sep 17, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2015 | M | 4,716 | $21.2022 | A | 541,355 | D | |
| Common Stock | Sep 16, 2015 | F | 3,105 | $32.20 | D | 538,250 | D | |
| Common Stock | holding | — | — | — | 7,600 | I | Indirect holdings through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $21.2022 | Sep 16, 2015 | M | 4,716 | D | — | Mar 2, 2016 | Common Stock | 4,716 | 17,784 | D |
Explanation of responses
- F1The options become exercisable in four equal installements beginning 3/2/2007.