SEC Form 4 · accession 0001127602-15-017527
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Koch
Officer — SVP, Chief Talent & Strategy
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 5,626 | $15.14 | A | 145,874 | D | |
| Common Stock | May 13, 2015 | F | 3,861 | $30.00 | D | 142,013 | D | |
| Common Stock | holding | — | — | — | 1,146 | I | Indirect holding through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $15.14 | May 13, 2015 | M | 5,626 | D | — | May 26, 2015 | Common Stock | 5,626 | 0 | D |
Explanation of responses
- F1The option becomes exercisable in 4 equal annual installments beginning on May 26, 2006.