SEC Form 4 · accession 0001127602-15-016228
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mahendra R Gupta
Director
Period of report
May 2, 2015
Accepted (ET)
May 5, 2015 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | May 2, 2015 | A | 625 | A | — | — | Common Stock | 625 | 8,096 | D |
Explanation of responses
- F1Each unit of phantom stock represents the right to receive cash equivalent to the fair market value of a share of common stock of the Company.
- F2The phantom stock units will be settled in cash in annual installments over a five-year or ten-year period, or in a lump sum in accordance with the Director's prior election, when the Director's service as a director terminates.