SEC Form 4 · accession 0001127602-15-011467
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Schmidt
Officer — Div Pres, Contemporary Fashion
Period of report
Mar 13, 2015
Accepted (ET)
Mar 16, 2015 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2015 | A | 6,667 | $0.00 | A | 73,974 | D | |
| Common StockF2 | Mar 13, 2015 | M | 9,413 | $0.00 | A | 83,387 | D | |
| Common Stock | Mar 13, 2015 | F | 3,880 | $30.12 | D | 79,507 | D | |
| Common Stock | Mar 13, 2015 | D | 5,533 | $30.12 | D | 73,974 | D | |
| Common Stock | holding | — | — | — | 3,245 | I | Indirect holding through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash-settled performance share unitsF4,F3 | — | Mar 13, 2015 | A | 9,413 | A | Mar 13, 2015 | Mar 13, 2015 | Common Stock | 9,413 | 9,413 | D |
| Cash-settled performance share unitsF2,F3 | — | Mar 13, 2015 | M | 9,413 | D | Mar 13, 2015 | Mar 13, 2015 | Common Stock | 9,413 | 0 | D |
Explanation of responses
- F1Restricted Stock vests 100% after 4 years.
- F2The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Brown Shoe Company Common Stock.
- F31 - for - 1
- F4Represents issuance of units pursuant to performance award covering fiscal years 2012, 2013, and 2014, as approved for payment by the Compensation Committee on March 12, 2015.