SEC Form 4 · accession 0001127602-15-011462
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel L Karpel
Officer — Chief Accounting Officer
Period of report
Mar 13, 2015
Accepted (ET)
Mar 16, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2015 | M | 3,163 | $0.00 | A | 36,868 | D | |
| Common StockF2 | Mar 13, 2015 | A | 2,500 | $0.00 | A | 39,368 | D | |
| Common Stock | Mar 13, 2015 | F | 1,055 | $30.12 | D | 38,313 | D | |
| Common Stock | Mar 13, 2015 | D | 2,108 | $30.12 | D | 36,205 | D | |
| Common Stock | holding | — | — | — | 3,208 | I | Indirect Holding Through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash-settled performance share unitsF4,F3 | — | Mar 13, 2015 | A | 3,163 | A | Mar 13, 2015 | Mar 13, 2015 | Common Stock | 3,163 | 3,163 | D |
| Cash-settled performance share unitsF1,F3 | — | Mar 13, 2015 | M | 3,163 | D | Mar 13, 2015 | Mar 13, 2015 | Common Stock | 3,163 | 0 | D |
Explanation of responses
- F1The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Brown Shoe Company Common Stock.
- F2Restricted Stock vests 100% after 4 years.
- F31 - for - 1
- F4Represents issuance of units pursuant to performance award covering fiscal years 2012, 2013, and 2014, as approved for payment by the Compensation Committee on March 12, 2015.