SEC Form 4 · accession 0001127602-15-008775
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Koch
Officer — SVP, Chief Talent & Strategy
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | M | 9,282 | $14.9133 | A | 143,771 | D | |
| Common Stock | Feb 25, 2015 | F | 5,314 | $29.69 | D | 138,457 | D | |
| Common Stock | holding | — | — | — | 964 | I | Indirect holding through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $14.9133 | Feb 25, 2015 | M | 9,282 | D | — | Mar 3, 2015 | Common Stock | 9,282 | 0 | D |
Explanation of responses
- F1Reflects certain transactions since the reporting person's last Form 4 that were exempt under Rule 16a-12
- F2The option becomes exercisable in four equal annual installments beginning on March 3, 2006.