SEC Form 4 · accession 0001127602-15-006796
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken Hannah
Officer — SVP, Chief Financial Officer
Period of report
Feb 16, 2015
Accepted (ET)
Feb 18, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2015 | A | 25,000 | $0.00 | A | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $29.18 | Feb 16, 2015 | A | 16,667 | A | — | Feb 16, 2025 | Common Stock | 16,667 | 16,667 | D |
Explanation of responses
- F1Restricted stock vests in two equal installments on February 16, 2019 and 2020.
- F2The option vests in two equal installments on February 16, 2019 and 2020.