SEC Form 4 · accession 0001127602-15-005768
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Ausick
Officer — Division President, Retail
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 10,126 | $14.9133 | A | 197,433 | D | |
| Common Stock | Feb 10, 2015 | F | 6,903 | $29.14 | D | 190,530 | D | |
| Common Stock | holding | — | — | — | 7,515 | I | Shares held indirectly by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $14.9133 | Feb 10, 2015 | M | 10,126 | D | — | Mar 3, 2015 | Common Stock | 10,126 | 0 | D |
Explanation of responses
- F1The option vests in four equal installments on March 3, 2006, 2007, 2008 and 2009.