SEC Form 4 · accession 0001127602-15-001889
CALERES INC · CAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael I Oberlander
Officer — SVP, Gen Counsel & Corp Sec
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2015 | M | 7,249 | $14.9133 | A | 103,401 | D | |
| Common StockF1 | Jan 13, 2015 | S | 7,249 | $32.1445 | D | 96,152 | D | |
| Common Stock | holding | — | — | — | 8,498 | I | Shares held indirectly by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $14.9133 | Jan 13, 2015 | M | 7,249 | D | — | Mar 3, 2015 | Common Stock | 7,249 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2014.
- F2The options become exercisable in 4 equal annual installments beginning 3/3/06.