SEC Form 4 · accession 0001209191-17-041786
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 22, 2017
Accepted (ET)
Jun 23, 2017 · 9:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 22, 2017 | J | 1,998,471 | — | D | 10,323,823 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were disposed via a pro rata distribution, without consideration, of Issuer's common stock from Norwest Venture Partners X, LP ("NVP X") to its limited partners in accordance with a Rule 10b5-1 plan.
- F2The NVP X distribution resulted in a change in the form of beneficial ownership so that following the distribution (i) 765 shares are beneficially owned by the Haque Revocable Trust UA DTD 05/07/2002, of which Promod Haque is a trustee, and (ii) 764 shares are beneficially owned by Haque Family Partners, of which Mr. Haque is a partner. The remaining 10,322,294 shares are beneficially held of record by NVP X. By virtue of their position as co-Chief Executive Officers of NVP Associates, LLC, the managing member of the general partner of NVP X, Jeffrey Crowe and Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Messrs. Crowe and Haque disclaim beneficial ownership of all securities, except to the extent of any pecuniary interest therein.
Remarks
Exhibit 24 - Power of Attorney