SEC Form 4 · accession 0001209191-17-040530
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Marshall
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2017 | A | 32,110 | $0.00 | A | 86,797 | D | |
| Common StockF2 | holding | — | — | — | 727,822 | I | By Partnership | |
| Common StockF3 | holding | — | — | — | 20,090 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares subject to the restricted stock units ("RSUs"). The RSUs will vest fully on June 14, 2018 (the "Vesting Date"), subject to the Director's Continuous Service (as defined in MobileIron's Amended and Restated 2014 Equity Incentive Plan, or, the "Plan") on the Vesting Date; provided that if the Director voluntarily resigns as a Director other than for Cause (as defined in the Plan), then the RSUs will vest as of the effective date of the resignation as to 1/365th of the RSUs multiplied by the number of full days of the Director's service between June 14, 2017 and the effective date of the resignation. In addition, in the event of a Change in Control or a Corporate Transaction (each, as defined in the Plan), any unvested portion of the RSUs will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Director's Continuous Service on the effective date of such Change of Control or Corporate Transaction.
- F2Shares are held directly by Big Basin Partners, L.P., of which Reporting Person is the General Partner.
- F3Shares are held directly by Frank & Judith Marshall Living Trust DTD 12/26/96, of which Reporting Person is a trustee.