SEC Form 4 · accession 0001209191-17-040460
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tae Hea Nahm
Director · 10% Owner
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2017 | A | 32,110 | $0.00 | A | 86,797 | D | |
| Common StockF2,F3 | holding | — | — | — | 10,578,176 | I | By Partnership | |
| Common StockF3,F4 | holding | — | — | — | 578,604 | I | By Partnership | |
| Common StockF3,F5 | holding | — | — | — | 327,696 | I | By Limited Liability Company | |
| Common StockF6,F7 | holding | — | — | — | 582,101 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares subject to the restricted stock units ("RSUs"). The RSUs will vest fully on June 14, 2018 (the "Vesting Date"), subject to the Director's Continuous Service (as defined in Mobilelron's Amended and Restated 2014 Equity Incentive Plan, or, the "Plan") on the Vesting Date; provided that if the Director voluntarily resigns as a Director other than for Cause (as defined in the Plan), then the RSUs will vest as of the effective date of the resignation as to 1/365th of the RSUs multiplied by the number of full days of the Director's service between June 14, 2017 and the effective date of the resignation. In addition, in the event of a Change in Control or a Corporate Transaction (each, as defined in the Plan), any unvested portion of the RSUs will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Director's Continuous Service on the effective date of such Change of Control or Corporate Transaction.
- F2The shares are held directly by Storm Ventures Fund III, L.P ("SV III").
- F3Storm Venture Associates III, L.L.C. ("SVA LLC") is the general partner of SV III and SVA III and the managing member of SVP III and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each of SV III, SVA III and SVP III. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
- F4The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III").
- F5The shares are held directly by Storm Ventures Principals Fund III, L.L.C. ("SVP III").
- F6Storm Venture Associates IV, L.L.C. ("SVA IV") is the general partner of Storm Ventures Fund IV, L.P. ("SV IV") and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA IV and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by SV IV. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
- F7The shares are held directly by SV IV.