SEC Form 4 · accession 0001209191-17-015549
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurel Finch
Officer — VP General Counsel, Secretary
Period of report
Feb 21, 2017
Accepted (ET)
Feb 28, 2017 · 8:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 21, 2017 | A | 28,891 | $0.00 | A | 321,326 | D | |
| Common StockF3 | Feb 24, 2017 | F | 10,817 | $4.65 | D | 310,509 | D | |
| Common StockF4 | Feb 27, 2017 | F | 6,317 | $4.6988 | D | 304,192 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs"). The RSUs vest on February 24, 2017.
- F2Includes 4,000 shares acquired under the MobileIron, Inc. 2014 Employee Stock Purchase Plan on February 15, 2017.
- F3Represents shares withheld by MobileIron, Inc. in order to satisfy Reporting Person's tax obligation.
- F4The Reporting Person previously made an irrevocable election effective as of December 7, 2016 to sell only the number of shares of common stock necessary to cover the federal, state, local, and foreign tax withholding obligations, as well as related brokerage commission fees.