SEC Form 4 · accession 0001209191-17-007320
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Mainz
Officer — President and CEO · Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2017 | A | 400,000 | $0.00 | A | 1,215,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs"). The RSUs will initially vest as to 6.25% of the total number of RSUs on May 20, 2017 (the "Initial Quarterly Vesting Date"), subject to his continued employment on the Initial Quarterly Vesting Date. Thereafter, the remaining RSUs will vest ratably with 6.25% of the total RSUs vesting on each subsequent Quarterly Vesting Date, as defined below, until the RSUs are vested in full, subject to his continued employment on each such Quarterly Vesting Date. The Quarterly Vesting Dates are February 20, May 20, August 20 and November 20 of each year.
- F2Includes 4,000 shares acquired under the Issuer's Employee Stock Purchase Plan on August 15, 2016.