SEC Form 4 · accession 0001209191-16-152555
MOBILEIRON, INC. · MOBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Tinker
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001470099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | F | 4,848 | $4.2114 | D | 179,626 | D | |
| Common StockF2 | Sep 8, 2016 | G | 46,785 | $0.00 | D | 0 | I | By Trust |
| Common StockF3 | Sep 8, 2016 | G | 46,785 | $0.00 | D | 0 | I | By Trust |
| Common StockF4 | Sep 8, 2016 | G | 14,035 | $0.00 | D | 0 | I | By Trust |
| Common StockF5,F6 | Sep 8, 2016 | G | 60,820 | $0.00 | A | 1,477,127 | I | By Trust |
| Common StockF7,F8 | Sep 8, 2016 | G | 46,785 | $0.00 | A | 100,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person previously made an irrevocable election effective as of March 8, 2015 to sell only the number of shares of common stock necessary to cover the federal, state, local, and foreign tax withholding obligations, as well as related brokerage commission fees.
- F2Shares are held directly by The Christine M. Hery 2014 Grantor Retained Annuity Trust under agreement dated May 29, 2014, of which the Reporting Person's spouse is the trustee. On September 8, 2016 these shares were transferred to The Christine M. Hery Revocable Trust.
- F3Shares are held directly by The Robert B. Tinker 2014 Grantor Retained Annuity Trust under agreement dated May 29, 2014, of which the Reporting Person is the trustee. On September 8, 2016 these shares were transferred to The Robert B. Tinker Trust under agreement dated July 30, 2012.
- F4Shares are held directly by The MJ 2014 Grantor Retained Annuity Trust under agreement dated May 29, 2014, of which the Reporting Person is the trustee. On September 8, 2016 these shares were transferred to The Robert B. Tinker Trust under agreement dated July 30, 2012.
- F5Shares are held directly by The Robert B. Tinker Trust under agreement dated July 30, 2012, of which the Reporting Person is the trustee.
- F6Includes 46,785 shares transferred from The Robert B. Tinker 2014 Grantor Retained Annuity Trust under agreement dated May 29, 2014 and 14,035 shares transferred from The MJ 2014 Grantor Retained Annuity Trust under agreement dated May 29, 2014.
- F7Shares are held directly by The Christine M. Hery Revocable Trust, of which the Reporting Person's spouse is a trustee.
- F8Includes 46,785 shares transferred from The Christine M. Hery 2014 Grantor Retained Annuity Trust under agreement dated May 29, 2014.